Securities
Securities 2006 Legislative Acts
Disclaimer
Please note that the official version of the Louisiana Revised Statutes is maintained by the State of Louisiana Legislature's website at www.legis.state.la.us. The excerpted version of these statutes contained on this website are unofficial and should not be relied on when making legal determinations affecting a person's right or obligations without first consulting with competent legal counsel.
Louisiana Administrative Code, Title 10 Compilation of rules promulgated by OFI
Compensatory Benefit Plan Exemption (LAC 10:XIII.801) Effective October 20, 2008
Third-Party Solicitor Exemption (LAC 10:XIII.1301 and 1311) Effective October 20, 2008
Investment Adviser Registration Procedure
Policy No. S-01-2006, Filing Depositories