This division registers
securities offerings for sale to the public and licenses broker-dealers, agents,
and investment advisers. Working in close cooperation with the Financial
Industry Regulatory Authority and the United States Securities and Exchange
Commission, this section also investigates and originates enforcement actions
regarding unfair practices, complaints, and violations of law regarding a
variety of securities activities.
Stanford Financial Group Updates
The Louisiana Office of
Financial Institutions (LOFI) has been working with other state and federal
regulatory agencies in an effort to identify and resolve issues relating to
various Stanford-related companies operating here in the United States. Click
Stanford Receiver's web page. Clients and investors may also direct questions to
the Receiver via email to firstname.lastname@example.org.