Securities Division Complaints

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All complaints must be submitted in writing.

To file a complaint,  please complete the complaint form (Word or PDF) and mail or fax to the
 Office of Financial Institutions.

Mail:

Louisiana Office of Financial Institutions

Securities Division

8660 United Plaza Blvd., 2nd Floor

Baton Rouge, LA  70809-7024

 

Fax:

(225) 925-4511