COMMISSIONER DUCREST ISSUES ORDER DELAYING FINGERPRINT REQUIREMENT FOR INVESTMENT ADVISER REPRESENTATIVES


Act 243 of the 2018 Legislative Session imposed a fingerprint background check requirement for certain investment adviser representatives.  This requirement was to become effective on January 1, 2019.  As a result of additional legislative amendments needed to comply with federal law, Commissioner John Ducrest has issued an Order extending the date to comply with this requirement to January 1, 2020.


Updated January 02, 2019